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Preston & Cleveland Wealth Management, LLC (“P&C”) is a registered investment adviser in the state of Georgia. P&C is in compliance with the current filing requirements imposed upon registered investment advisers by those states in which P&C maintains clients. P&C may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. P&C’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of P&C’s web site on the Internet should not be construed by any consumer and/or prospective client as P&C’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by P&C with a prospective client shall be conducted by a partner of P&C. A copy of P&C’s current disclosure statement (form ADV Part I) containing P&C’s business operations, services, and fees is available by accessing the SEC and IARD website. P&C will provide form ADV Part II to our clients upon request. P&C will also provide Form ADV Part II to qualified prospective clients upon request. P&C does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to P&C’s web site or incorporated herein, and takes no responsibility therefore. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Past performance may not be indicative of future results. Therefore, no current or prospective client should assume that future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended or undertaken by P&C) or product made reference to directly or indirectly by P&C in its web site, or indirectly via a link to an unaffiliated third party web site, will be profitable or equal the corresponding indicated performance level(s). Different types of investments involve varying degrees of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client or prospective client’s investment portfolio. Historical performance results for investment indices and/or categories generally do not reflect the deduction of transaction and/or custodial charges, the deduction of an investment management fee, nor the impact of taxes, the incurrence of which would have the effect of decreasing historical performance results.
Certain portions of P&C’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, P&C’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from P&C, or from any other investment professional. P&C is not an attorney and no portion of the web site content should be interpreted as legal advice.
To the extent that any client or prospective client utilizes any economic calculator or similar device contained within or linked to P&C’s web site, the client and/or prospective client acknowledges and understands that the information resulting from the use of any such calculator/device, is not, and should not be construed, in any manner whatsoever, as the receipt of, or a substitute for, personalized individual advice from P&C, or from any other investment professional.
Each client and prospective client agrees, as a condition precedent to his/her/its access to P&C’s web site, to release and hold harmless P&C, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from P&C.
PRIVACY POLICY
Preston & Cleveland Wealth Management, LLC ("P&C") protects the privacy of its clients.
Nonpublic Personal Information
"Nonpublic personal information" is nonpublic information about you that we obtain in connection with providing a financial product or service to you.
To conduct regular business, P&C may collect nonpublic personal information about you from sources such as:
- Information reported by you on applications or other forms you provide to us,
- Information about your transactions with us, our affiliates, or others.
As P&C shares nonpublic information solely to service our client accounts, we do not disclose any nonpublic personal information about our clients or former clients to anyone, except as permitted by law or with the client's consent.
At times, we may disclose nonpublic personal information to financial service providers such as mortgage brokers or insurance companies with your consent for the purpose of obtaining a product for your benefit.
Information Safeguarding
P&C will internally safeguard your nonpublic personal information by restricting access to only those employees who provide products or services to you or those who need access to your information to service your account. In addition, we will maintain physical, electronic and procedural safeguards that meet federal and/or state standards to guard your nonpublic personal information.
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